practice guidelines under Paragraph 1 shall at least include the following matters: (1) receipt or delivery of clients’ assets; (2) keeping of records of clients’ assets; (3) management of information
in the Si Rat-Outer Ring Road Expressway Project in the amount of Baht 95 Million, (4) acquisition of fixed assets and other assets in the net amount of Baht 48 Million, (5) cash receipt from sales of
from the date of receipt of completed application and document evidence, unless there appear to be additional fact and the Office notify of such necessity to the securities company prior to the period of
managed by the same manager. The Office shall consider and notify the result of its consideration to the securities company within thirty days as from the date of receipt of completed application and
thirty days as from the date of receipt of completed application and document evidence, unless there appear to be additional fact and the Office notify of such necessity to the derivatives broker prior to
within thirty days as from the date of receipt of completed application and document evidence, unless there appear to be additional fact and the Office notify of such necessity to the derivatives broker
the result of its consideration to the derivatives broker within thirty days as from the date of receipt of completed application and document evidence, unless there appear to be additional fact and the
ten business days from the date of receipt of the notice; (2) issue notices to the debtors whose names appear in the accounts and related documents of the mutual fund, instructing them to repay the