information on performance comparison of mutual funds with the same investment policies prior to making their investment decision.? Somjin Sornpaisal, Chairman of AIMC, said the AIMC would conduct a study
such transfer. Their actions were deemed imprudent and careless fund management in contrary to professional codes of conduct, causing severe damage to the fund assets. On December 29, 2011, the asset
study the information carefully before making investment decisions. The responsible underwriter must hand out the factsheet and the subscription form at sale points while securities firms must conduct the
Group Public Company Limited (TAKUNI) and CCN-Tech Public Company Limited (CCN) securities, used nominee accounts to subscribe and receive allocated shares for patrons of such companies. Such conduct was
weeks and the share certificate including a referral bonus 10 percent without filing the registration statement and the draft prospectus to the SEC Office. Such aforesaid conduct of PB Smart was liable to
of duty through fraudulent conduct, misappropriation of assets, and seeking unlawful benefits for themselves or others, causing harm to IEC. This case is in the process of inquiry by the inquiry
breach of duty through fraudulent conduct, misappropriation of assets, and seeking unlawful benefits for themselves or others, causing harm to IEC. This case is in the process of inquiry by the inquiry
shares. Consequently, the conduct of them affected the price or volume of BA shares to be incompatible with the normal market condition. 08/02/2019 agreed to comply with civil penalties determined by