advisors as well as knowledge enhancement of securities firms and investor contacts regarding product features and clients? risk profiles. Meanwhile, the SEC is promoting investor education to help investors
Chief Marshal Prajin Jantong the Commander-in-Chief of the Royal Thai Air Force, the deputy chief of the National Council for Peace and Order (NCPO). The infrastructure fund regulations have been in
financial products to support linkages between the Thai and global capital markets which has also widen business opportunities for the banks and help strengthen the country?s financial market,? Mr. Vorapol
operators to adopt this suitability test to help improve service quality and better fulfill the investor demands,? Duangmon added.
international standard. The investment risk management guideline and due diligence checklist will help strengthen business sector to be ready for increasingly fierce competition,? said Mr. Vorapol.
expected to help tackle with the issues concerning discounted private placement, capital increase without clear objective or use of money raised through capital increase for other objectives.
Help Center at 1207 or complain@sec.or.th for further investigation,? Vasant added.
and then inform the client afterward. {A} admitted that her client had authorized her to help adjust the client's investment portfolio to cut losses in the account. She also confirmed the trading with