monitor the effectiveness. However, there is still room for improvement for Thai listed companies. For instance, there should be a system to review and monitor how the corporate strategies are implemented

notified him of inappropriate submissions of trading orders for UNIQ shares, he neither promptly improved the trading submission surveillance system nor applied more stringent monitor on the clients? trading

Committee, Statement of Principles Regarding the Activities of Credit Rating Agencies (Sept. 2003), available at http://www.iosco.org/library/pubdocs/pdf/IOSCOPD151.pdf. 2 See id. 3 See IOSCO, Objectives and

) Opinions of the Audit Committee and/or the Directors of the Company having differing opinions from the Board of Directors of the Company. The Audit Committee has the opinion in correspondence with the

. Audit Committee’s………………. 9. Audit Committee's Opinion - Regarding to the above connected transaction, Audit Committee has agreed that it is reasonable to assign MTC to manage this amount of money as they

financial statements ended December 31, 2017, which had already been audited by the Auditor, and the Audit Committee and the Board of Directors had already reviewed them. 3. Resolved for submission to the

| - |- Approval & Qualifications (Section 103, 104) |- Major Shareholders | - |- Approval & Qualifications (Section 90, 91) |- Audit Committee (Section 89/25) |- Engagement in Related Businesses | - |- OTC

& Qualifications (Section 90, 91) |- Audit Committee (Section 89/25) |- Engagement in Related Businesses | - |- OTC & Derivatives Businesses (Section 98(4)) | - |- Engagement in Other Businesses (Section 98(8

Shareholders | - |- Approval & Qualifications (Section 90, 91) |- Audit Committee (Section 89/25) |- Engagement in Related Businesses | - |- OTC & Derivatives Businesses (Section 98(4)) | - |- Engagement in

ปรับปรุงเกณฑ์เกี่ยวกับกองทุนสำรองเลี้ยงชีพ เพื่อให้กรรมการกองทุนสำรองเลี้ยงชีพ (fund committee: FC) และสมาชิกมีเครื่องมือเพียงพอที่จะช่วยคัดเลือกบริษัทจัดการและนโยบายการลงทุน รวมทั้งติดตามผลประกอบการของกอง