jointly operated securities business without obtaining license from the SEC, in violation of the Securities and Exchange Act B.E. 2535 (1992) Section 90 and subject to sanctions under Section 289. This case

under Section 289. This case is in the process of inquiry by the inquiry official. SEC Act S.90 Criminal Complaint Filed with an Inquiry Official Dated 21/03/2016

and long-term returns. This case is in the process of inquiry by the inquiry official. SEC Act S.301 Criminal Complaint Filed with an Inquiry Official Dated 21/03/2016

long-term returns. This case is in the process of inquiry by the inquiry official. SEC Act S.301 Criminal Complaint Filed with an Inquiry Official Dated 21/03/2016

Company Limited has paid the fine. The case is regarded as settle. SEC Act S.33 Criminal Complaint Filed with an Inquiry Official Dated 06/09/2016

November2017 and Miss Ornprapat Junsakha has paid the fine. The case is regarded as settle. SEC Act S.33 Criminal Complaint Filed with an Inquiry Official Dated 06/09/2016

Limited has not paid the fine. The case is in the process of inquiry by the inquiry official. SEC Act S.33 Criminal Complaint Filed with an Inquiry Official Dated 06/09/2016

2017 and Miss Kanyakorn Supakarnkachareon has paid the fine. The case is regarded as settle. SEC Act S.33 Criminal Complaint Filed with an Inquiry Official Dated 06/09/2016

advertising billboards. 3. Misappropriating TRITN’s money through transactions with VBB for securing locations for the billboards. The public prosecutor issued a non-prosecution order. The case was deemed

a non-prosecution order. The case was deemed final. SEC Act S.307 308 311 312 315 Criminal Complaint Filed with an Inquiry Official Dated 20/04/2017