the Company to seek approval from the Board of Directors and to report said information to the SET, without having to seek further approval from the shareholders’ meeting. (6) Approval for connected

. Notification of the Office of the Securities and Exchange Commission Guidelines for Application and Approval for Appointment of Person to be Director or Manager of Securities Company B.E. 2553 (2010)   01/02

Commission Guidelines for Application and Approval for Appointment of Person to be Director or Manager of Securities Company B.E. 2553 (2010)   01/02/2010 01/02/2010 11. Notification of the Office of the

funds; (b) fund manager who performs duty of making investment decision or divesting of other assets other than infrastructure asset; (2) approval and performance of duty of personnel appointed under (1

suspending the approval and set the period of acceptance of their re-applications**.In this regard, the SEC warns investment consultants not to submit trading orders on the client?s behalf even the client

compliance with the company's rules*. The SEC, therefore, sanctioned the said four persons by suspending the approval and set the period of acceptance of their re-applications**.In this regard, the SEC warns

any loss or damages arising out of or in connection with its use. Ministerial Regulation Concerning Granting of Approval for Undertaking Securities Business B.E. 2551 (as amended) By the virtue of

analysis and valuation is relatively a new practice, having a practical workshop would be a useful starting point for investment analysts.”   

the top” approach. This supports and drives practical cyber resilience within organizations. Therefore, the SEC has been holding annual cybersecurity workshops for directors in the capital market sector

, ThaiBMA is a valuable contributor of opinions and recommendations in practical matters that benefit the development of the Thai bond market,” said SEC Secretary-General. Over the years, the SEC and ThaiBMA