. This included providing valuable investment advice enabling investors to make effective financial decisions and utilize the capital market for wealth accumulation. This initiative is in line with the

). Prior to this appointment, she was Director of the Enterprise Risk Management Department, the Strategy and Planning Department, the Bond Department, the Portfolio Advice and Provident Fund Supervision

was director of the Portfolio Advice and Provident Fund Supervision Department and later the Finance and General Administration Department. _______________________

investor protection in this regard, the SEC has set up a special investor support team to ensure assistance and advice on withdrawal, receipt of returned assets or transfer of digital assets. The 24-hour

securities as well as rules on securities borrowing and lending, investment analysis and giving advice, submissions of clients? transaction confirmations, service in high risk or complex financial products and

giving of information advice to investors. The SEC notified the survey?s result to the Thai Bankers? Association and urged asset management company that appointed commercial bank as its selling agent to

Mr. Morakot Chaithongkum Mr. Morakot Chaithongkum operated securities businesses of investment advisory and private fund management by giving advice in the normal course of business to the public

MR.CHALERMKIAT DEESAOWAPAK MR.CHALERMKIAT DEESAOWAPAK operated securities businesses of investment advisory by giving advice in the normal course of business to the public concerning the value of

advice and management for the clients. The aforesaid person jointly operated securities business without obtaining license from the SEC, in violation of the Securities and Exchange Act B.E. 2535 (1992

knowledgeable and experienced adviser team to provide appropriate investment advice and management for the clients. The aforesaid person jointly operated securities business without obtaining license from the SEC