accordance with the following rules and shall supervise that its own personnel comply with such rules as well: (1) establish a written outsourcing policy having been approved by the intermediary’s board of
market price or using price which is not market price, mutual fund management company shall engage such transaction just in case of obtaining an approval from mutual fund supervisor in written before
from mutual fund supervisor in written before executed each transaction. (Translation) - 7 - Clause 17. Affiliated transaction for private fund as following shall have a consent in written from the
transaction just in case of obtaining an approval from mutual fund supervisor in written before executed each transaction. Clause 17. Affiliated transaction for private fund as following shall have a consent in
majority of other incomes came from bad debt recovery of 500 million baht and gain on sales of written-off accounts receivable of 346 million baht. Moreover, the income for the fiscal year 2016 of company’s
securities of the customer and wishes to borrow the securities from the customer or to lend the securities to other persons, the business operator must have a prior written consent of its customers. If the
27/2549 Re: Rules, Conditions and Procedures for Securities Borrowing and Lending (No. 4) dated 25 October 2006. (Translation) -3- prior written consent of its customers. If the business operator or
Notification of the Securities and Exchange Commission No. KorThor 27/2549 Re: Rules, Conditions and Procedures for Securities Borrowing and Lending (No. 4) dated 25 October 2006. (Translation) -3- prior written