. SEC Act S.300 Criminal Complaint Filed with an Inquiry Official Dated 07/01/2016

Filed with an Inquiry Official Dated 27/01/2016

Ms. Paweena Laowiwatwong Ms. Paweena Laowiwatwong, president and chairman of the executive board of The Union Mosaic Industry Public Company Limited (UMI), agreed or conspired with twelve other

Mrs. Punnaporn Laowiwatwong Mrs. Punnaporn Laowiwatwong agreed or conspired with twelve other persons to manipulate the price and trading volume of The Union Mosaic Industry Public Company Limited

Ms. Warunya Laowiwatwong Ms. Warunya Laowiwatwong agreed or conspired with twelve other persons to manipulate the price and trading volume of The Union Mosaic Industry Public Company Limited (UMI

Office and the Stock Exchange of Thailand within the period specified in the notification. The statute of limitations ran out. SEC Act S.300 Criminal Complaint Filed with an Inquiry Official Dated 10/06

Mr. Chalaem Semsarid Mr. Chalaem Semsarid, then marketing director of Country Group Securities Public Company Limited and approved securities investment consultant, agreed or conspired with twelve

Mrs. Kodchaphon Singtong Mrs. Kodchaphon Singtong agreed or conspired with twelve other persons to manipulate the price and trading volume of The Union Mosaic Industry Public Company Limited (UMI

Mr. Chukiat Singthong Mr. Chukiat Singthong agreed or conspired with twelve other persons to manipulate the price and trading volume of The Union Mosaic Industry Public Company Limited (UMI) shares

within deadline set by the Criminal Fining Committee. SEC Act S.Section 243 and Section 86 of Criminal Code Criminal Complaint Filed with an Inquiry Official Dated 14/07/2016