thereof. Chapter 4 Transitional Provisions and Effective Date of this Notifications _________________ Clause 9 It shall be deemed that derivatives broker limited to gold derivatives who was legally
Commission may revoke its license thereof. Chapter 4 Transitional Provisions and Effective Date of this Notifications _________________ Clause 9 It shall be deemed that derivatives broker limited to gold
paragraph, the Securities and Exchange Commission may revoke its license thereof. Chapter 4 Transitional Provisions and Effective Date of this Notifications _________________ Clause 9 It shall be deemed that
derivatives business operator. Chapter 3 Transitional Provision _____________ Clause 13 A derivatives business operator was registered under the Notification of the Securities and Exchange Commission which are
maintain their qualifications, the SEC Office has the power to revoke the registration of derivatives business operator. Chapter 3 Transitional Provision _____________ Clause 13 A derivatives business
through such qualifications. Chapter 5 Transitional Provisions ______________________ Clause 17. The person having been granted approval to be Category A investor contact based on the qualification of being
Transitional Provisions ______________________ Clause 16. A person approved to be a fund manager prior to the date of 1 January 2008 shall continue to perform duties of fund manager provided that such person
manager of foreign capital market regulator accepted by the Office. Chapter 4 Transitional Provisions ______________________ Clause 16. A person approved to be a fund manager prior to the date of 1 January