Office shall conduct due diligence of the facts in accordance with the steps and procedures specified in the Licensing Manual for the Public, and shall inform the applicant of any observation from the due
for the Public, the SEC Office shall conduct due diligence of the facts in accordance with the steps and procedures specified in the Licensing Manual for the Public and shall inform the Thai government
following steps and periods of time: (a) conduct due diligence of the facts in accordance with the steps and procedures specified in the Licensing Manual for the Public, and shall inform the applicant of any
and methods specified in the Licensing Manual for the Public and notify the issues derived from the examination of such facts for the applicant to clarify within the period specified by the SEC Office
thirty days from the date on which the company is unable to maintain such adequacy, and inform the improvement to the Office within two business days from the date of the improvement. Clause 58. During the
by the Notification of the SEC or the Office, the securities company shall collect the relevant data and notify the Office within seven days from the date of acknowledgement of such misconduct. Clause
contact may violate or does not comply with the rules prescribed by the Notification of the SEC or the Office, the securities company shall collect the relevant data and notify the Office within seven days
SEC Office to be an executive of the derivatives business operator in the new position or power; in addition, the derivatives business operator shall notify and submit a written documents specifying
Office to be an executive of the derivatives business operator in the new position or power; in addition, the derivatives business operator shall notify and submit a written documents specifying such
notify and submit a written documents specifying such change to the SEC Office within seven days from the effective date of the change specifying therein the effective date of such change. Clause 3. The