accounts to seek benefits for himself and the others, a misconduct of client asset exploitation. At the time of his wrongdoing, he was employed by RHB Securities (Thailand) PLC (RHB).Following a complaint
dishonest acts against clients? assets, using clients? trading accounts to seek their own personal gains and acting beyond their scope of duties.Veerachai and Jakkrit worked at Capital Nomura Securities
deemed the connected transactions, the company is required to disclose the information to the Stock Exchange of Thailand (SET) and to seek shareholders? approval on the transactions. GJS will hold its
Thailand and required to seek shareholders?approval with at least 3/4 of shareholders attending the meeting and eligible to exercise voting rights. Independent Financial Advisor (IFA) describes in its
and required to seek shareholders?approval with at least 3/4 of shareholders attending the meeting and eligible to exercise voting rights.Independent Financial Advisor (IFA) describes in its report that
TFEX?s officers and executives at all levels to seek an immediate clarification. The SEC received a preliminary explanation on the cause and later detail explanation and improvement measures. The SEC met
publicly disclosed through the SET’s Electronic Information System within 30 November 2017. However, PACE has failed to meet the original deadline because the company would like to seek further opinions from
offenders to seek the imposition of civil sanctions, requiring them to make payments at the total amount of 7,212,741.84 baht with interest, prohibiting them from trading securities and derivatives, and
’ meeting for EA249A bonds on 23 August 2024 at 10.00 hours electronically with the agenda to seek approval for the same matters as outlined in the invitation to the bondholders’ meeting No. 1/2024 as
considered that both offenders do not consent to settle the case at the SEC level. Therefore, the SEC has submitted the case in writing to the public prosecutor for filing a lawsuit in the Civil Court to seek