information thoroughly and exercise their rights to protect their own benefits. In addition, they should seek further clarifications from the company?s directors and executives to obtain adequate information
responsibilities to the investing public and to rated entities, obligors, originators, underwriters, and arrangers, including a responsibility to protect the confidentiality of some types of information these
) “the management of the trust shall be undertaken by the trustee and the trust manager appointed by the trustee under this instrument within the scope of responsibilities prescribed by the stipulations
Office, and the Bank of Thailand, for the purposes of supervising and examining the financial status and risks of members. 8 Clause 19 To preserve the public interest and to protect investors, a securities
: ............................................................................................................................... 2. Starting Date of Operation: ............................................................................................................ 3. Details of the Company: 3.1 Scope of operation of the
’ qualified opinions resulted from limitation on their scope of audit/review. Hence, the auditors were unable to obtain sufficient and appropriate audit evidence with respect to valuation of investment in PT
reporting such incidents to the SEC; (4) To adjust the applicable scope for investment advisory business operators to ensure that they will be able to implement sufficient controls for managing
of IA; (2) To designate the Stock Exchange of Thailand (SET), which is recognized by the SEC and acts as the central agency, to define the scope of knowledge and training standards and approve the
the auditor conducting a special audit is required to extend the scope of work to cover transactions related to creditors, debtors, sales and purchases of content, and other related transactions, as