review of the existing laws and regulations. The reviewed laws and regulations that are no longer necessary or do not keep pace with situations or remain obstacles to living or occupations will be
existing laws and regulations. The reviewed laws and regulations that are not necessary or do not keep pace with situations or remain obstacles to living or occupations will be abolished or revised to
transparent, fair and free from anti-competitive situations; (2) Post-approval duties of the association: The association shall perform its duties in accordance with good governance principles and
determines that FA independence will be impaired in cases where FA or commercial bank in the same conglomerate has granted a loan to any securities issuer or sponsor disposing asset into real estate investment
Bangkok, April 8, 2015 ? The Capital Market Supervisory Board approved regulations on payment of bounty to the informer as well as payment of gratuity to the arrestor in cases where fine is imposed
management agreement. 3.3.7 Prescription of the contingency plan for emergency cases Objective A management company shall prescribe a plan to prevent and to manage unexpected incident or emergency case which
Prescription of the contingency plan for emergency cases Objective A management company shall prescribe a plan to prevent and to manage unexpected incident or emergency case which may affect the company, fund
specifies or not specifies shareholder’s name, with or without collateral or guarantor, subordinated or non- subordinated, depending on the suitability of the market situations at the time of the issuance and
review of the existing laws and regulations. The reviewed laws and regulations that are not necessary or do not keep pace with situations or remain obstacles to living or occupations will be abolished
situations and fair treatment to all types of investors. The regulatory review also aims to promote and maintain stability and efficiency in securities trading. The SET will expedite the reviewing process of