taken into account the important role of PF and DF marketing agents in soliciting investors to use investment management services of such funds. They cover key areas such as (1) the criteria for granting
with international standards in performing their role of information disclosure to facilitate investors? investment decisions. SEC Secretary-General Vorapol Socatiyanurak said in the first-quarter
practical experience on AI governance frameworks, AI risk assessment, the design of appropriate control frameworks, as well as the critical role of second line of defense personnel in assessing risks related
, highlighted the SEC’s role in fostering a sustainable capital market ecosystem that delivers tangible benefits to all stakeholders. She emphasized the importance of encouraging listed companies to integrate
enhance financial and investment capabilities for retirement among their employees.”In addition, the initiative seeks to cultivate “role model organizations” that play a meaningful role in effectively
investment scams, highlighted increasingly sophisticated fraudulent schemes, and explained the “investment scam pathway” to raise public awareness and enhance self-protection, and emphasized the SEC’s role
progress in advancing sustainble capital market development and the country’s significant role in promoting sustainable finance in the region. They also look forward to further strengthening and continuing
recognize risks and protect themselves from becoming victims.In addition, the SEC reaffirmed its role in investor protection and publicized support channels for the public, including the Investment Scam
the critical role of transition finance in supporting economic sectors through their transition journeys and in advancing Thailand’s goal of achieving net-zero greenhouse gas emissions. He also
management” means a deputy manager, an assistant manager, a division director, a branch manager, and any persons holding equivalent position called otherwise and such person shall be responsible for services