at a price lower than the market price. The governing regulations in this regard have become effective since 1 September 2022. The SEC is revising the principles for considering the market price and
The SEC, at the meeting No. 11/2022 on 15 August 2023, resolved to approve the principles for revising the net capital rules* specifically on the use of subordinated liabilities in maintaining net
) Regulatory sandbox: revising the definition of securities businesses to include an emerging business model that uses financial technology to experiment and offer innovative products and services to investors
consideration in further revising the principles for greater clarity and appropriateness and has prepared a draft notification prescribing the duties of digital asset business operators. The key principles are as
intermediaries shall comply with those Notifications as well. Clause 9 In revising and updating client information within a reasonable period of time under Clause 37 of the Notification on Standard Conduct of
. Revising relevant regulations to accommodate the establishment and management of Funds investing in DA, for example, asset custody, calculation of DA value, disclosure of information, appropriate advertising
mutual funds, capped at 5 percent of the NAV, for the benefit of asset allocation through fund managers. (3) Revising relevant regulations to accommodate the establishment and management of Funds
Stock Exchange of Thailand (SET), notifying the Board of Directors’ meeting resolution, revising the opinion of the Board and the Audit Committee from unanimous approval of the IFA’s report to approval
) Revising additional terms and conditions with details as follows: - Granting the bond issuer the right to redeem bonds before the maturity dates (call option) (for SQ25NA, SQ25NB