decision to execute transactions for investment in two associate companies. In addition, the auditor could not reach a conclusion for the audit of the financial statements for Q3/2016 on the basis of (1

) using her personal mobile phone, together with the username and the password she had created, to execute trading transactions via the Internet, and (2) making trading orders via MBKET’s trading

platform for bond profile listing whereby investors interested in trading securities must execute transactions on the Thai Bond Market. Interested and well-prepared companies may apply for listing on

Phillip Securities (THAILAND) and the SEC?s further investigation, it was revealed that Pornthip had used blank trading orders authorized in advance with the signatures of five clients to execute unit sale

2016.In any case, investors should not disclose their usernames and passwords for investment consultants to execute trading orders on their behalf. Similarly, investment consultants must not seek

without any objection. Meanwhile, in the latter period, he sought approval from the clients on the broad pre-determined price ranges of derivatives and securities. Accordingly, he could immediately execute

limit for issuance and offering of debentures to be in an outstanding amount not exceeding Baht 45,000 Million from the existing amount not exceeding Baht 35,000 Million Opinion of the Board: It deemed

exceeding Baht 3,733,000. Item 8 To consider and approve an increase in the amount limit for issuance and offering of debentures to be in an outstanding amount not exceeding Baht 45,000 Million from the

depositary receipts falls within the limit prescribed by the Bank of Thailand for the control of capital market transactions related to foreign currencies. Clause 22 The approved person shall prepare and

งมากเกินไป (counterparty limit) - การกนัทรัพยสิ์นสภาพคล่องใหเ้พียงพอเพื่อใหม้ัน่ใจวา่ กองทุนจะสามารถส่งมอบ ทรัพยสิ์นหรือช าระค่าสินคา้ไดต้ามขอ้ก าหนดในสัญญา (cover rule) - การค านวณอตัราส่วนการลงทุนส าห