30 (1) to (2), the SEC Office shall revoke the approval; (2) in case of prohibited characteristics in Group 2 under Clause 30 (3) or (4), the SEC Office shall either suspend or revoke the approval
___________________________________________________________________________ Remark: The rationale for issuing this Notification is to repeal requirements related to appointment of a manager of full-service branch office and requiring securities company arrange to have
. 68/2558 Repeal of the Notification of the Office of the Securities and Exchange Commission regarding Rules for Appointment of Independent Director of Intermediary 13/08/2015 16/09/2015 Notification
Conflicts of Interest (Synopsis) 07/04/2015 01/10/2015 Notification of the Office of the Securities and Exchange Commission Sor Thor. 68/2558 Repeal of the Notification of the Office of the Securities and
and Derivatives Business Operators (No. 22): https://publish.sec.or.th/nrs/10849s.pdf (4) Notification of the Office of the Securities and Exchange Commission No. Sor Thor. 29/2568 Re: Repeal of
revoke the approval; (2) in case of prohibited characteristics in Group 2 under Clause 30 (4) or (5), the SEC Office shall either suspend or revoke the approval based on the ground of possessing such
characteristics in Group 1 under Clause 29 or prohibited characteristics in Group 2 under Clause 30 (1) to (2), the SEC Office shall revoke the approval; (2) in case of prohibited characteristics in Group 2 under
จ า รณาของฝ่ายพฒันากฎเกณฑเ์ม่ือวนัท่ี .......................................... Notification of the Capital Market Supervisory Board No. Tor Thor. 34/2556 Re: Repeal of the Notifications related to