the company’s estimate. The findings showed that after Dr. Kumpol Plussind (holding the positions of managing director and director at the time) became aware of the inside information, he purchased

the time of the misconduct from 2015 to 2017 holding the positions of director and executive of NMG – made a joint decision to approve, order and arrange a recording of false advertising income in the

the investigative expenses to SEC, at the amounts of 653,795 baht and 15,298,309 baht, respectively. In addition, both Kitti and Kongpat are prohibited from holding the positions of director or

to SEC, at the amounts of 11,394,400 baht, 548,725 baht and 831,995 baht, respectively. In addition, Woraphant, Preeya and Sasipas are prohibited from holding the positions of director and executive

securities or positions in derivatives or foreign currencies overseas to a Thai business operator that they wish to use its services. In this regard, investors must present information to prove sources of

listed company, and prohibited characteristics of personnel in capital market business. Currently, Patinya and Praphol are holding the positions of director and executive of listed company. Praphol is also

accordance with the SEC Notification* and therefore is banned from holding such positions under the Securities and Exchange Act.In the meantime, the SEC is investigating other persons related to the GL case

Commission.** The SEC has therefore banned the three persons from holding such positions at any securities issuing company and listed company for a period of three years each, which is the longest period

. Suphanan from his positions as director and executive of IFEC and  barred him from serving as a director or executive in the securities issuing company and another listed company (if any) for two years

price changes of instruments or underlying assets in a way that causing potential loss to business operators. This happens when the operators take positions (either long or short) in these securities