Renaissance Fund Management LTD This case is in the process of investigation by the inquiry official. SEC Act S.section 302 Criminal Complaint Filed with an Inquiry Official Dated 01/11/2023
ENERGY MAHANAKHON COMPANY LIMITED This case is in the process of inquiry by the inquiry official. SEC Act S.34 Criminal Complaint Filed with an Inquiry Official Dated 27/12/2023
ASIA WEALTH SECURITIES COMPANY LIMITED This case is in the process of inquiry by the Criminal Court. SEC Act S.97 Criminal Complaint Filed with an Inquiry Official Dated 06/03/2024
Mr. Boon Vanasin This case is in the process of inquiry by the inquiry official. SEC Act S.240 Criminal Complaint Filed with an Inquiry Official Dated 11/04/2025
process, incentives or rewards to employees with good performance, and management measures for employees who do not achieve the targets. Such processes are well informed to executives and employees. 4.3 The
with a client. Such procedure should have adequate process to identify and verify client’s true identity in order to ensure that the client is the person appears on the documents referred to during the
by a management company 1.1 There should be a procedure for account opening and entering into a contract with a client. Such procedure should have adequate process to identify and verify client’s true
pending for the construction license approval process of the project, which delays due to change in policy on procedure and the license approval process of the licensing agency, which is the Department of
No.KorKhor.5/2551 Re: Determination of Form and Procedure of Application and Form of License for Undertaking Securities Business Pursuant to the Ministerial Regulation Concerning Granting of Approval for