the capital market business and holding the position under Clause 5, Clause 6, Clause 8 or Clause 9 has possessed prohibited characteristics under Division 1, the SEC Office shall proceed as follows: (1
to be current at reasonable time or when it appears that the possessed information are incorrect or erroneous. In addition, the intermediary shall have a system for keeping such received information in
is an indirect, wholly owned subsidiary of Brookfield Asset Management Inc., a leading global alternative asset manager. The information in this commentary is not and is not intended as investment
assets that can be invested and possessed by the mutual fund and the investment limit of such assets. In this regard, the information shall be divided into the group of assets of an infrastructure business
. Clause 336 In case a person obtaining an approval from the SEC Office to be personnel in the capital market business and holding the position under Clause 5, Clause 6, Clause 8 or Clause 9 has possessed
approval from the SEC Office to be a personnel in the capital market business and holding the position under Clause 5, Clause 6, Clause 8 or Clause 9 has possessed prohibited characteristics under Division 1
holding the position under Clause 5, Clause 6, Clause 8 or Clause 9 has possessed prohibited characteristics under Division 1, the SEC Office shall proceed as follows: (1) in case of prohibited
that the possessed information is incorrect or erroneous. In addition, the intermediary shall have a system for keeping such received information in the manner of being able to reuse in conjunction with
reasonable time or when it appears that the possessed information is incorrect or erroneous. In addition, the intermediary shall have a system for keeping such received information in the manner of being able