SEC Assistant Secretary-General Praoporn Senanarong said: “The debt crowdfunding* scheme is part of the SEC’s regulatory efforts to support the governmental policy on promoting greater access to

Collective Investment Scheme) ได้เพิ่มเติม ทั้งนี้ เพื่อให้เกิดการแข่งขันในกลุ่มผู้ให้บริการ และเพิ่มความหลากหลายให้กับสินค้าในตลาดทุน ซึ่งจะมีผลใช้บังคับในเดือนพฤศจิกายนนี้

services as permitted under their licenses.  In addition, units of ASEAN collective investment scheme (ASEAN CIS) will be added as permissible securities. The consultation paper is available on www.sec.or.th

would constitute a contravention of Section 246 of the SEA. Based on reasonable evidence found in the case indicated that the following persons were involved in the scheme, the SEC thus filed the

for the decision-making on investment or using the service such as the clients’ assets investment scheme, the risks of ZipUp+ program and the conflict of interest together with relationship among Zipmex

) through seven securities trading accounts in concealment, on a continual basis and matched orders within the group to mislead the general public in UKEM share trading values and volumes, causing

Company Limited (UKEM) through seven securities trading accounts in concealment, on a continual basis and matched orders within the group to mislead the general public in UKEM share trading values and

Marnfah Group Company Limited Marnfah Group Company Limited ,by the authorized director Ornpaphat Chantarasaka , had solicited the public to make an investment with the company based on a scheme of

Miss Ornprapat Junsakha Miss Ornpaphat Chantarasaka , the authorized director of Marnfah Group Company Limited , had solicited the public to make an investment with the company based on a scheme

launder money causing damages to ADAM even though it was known at that time that Kitha was being investigated by the National Anti-Corruption Commission (“NACC”) on a case relating to rice-pledging scheme