Commission No. SorThor. 67/2543 Re: Rules for Registration of Marketing Officers dated 21 December 2000; (2) The Notification of the Office of the Securities and Exchange Commission No. SorThor. 10/2544 Re
Official Information Act: Persons to whom requests for information are made/persons who request information /employees/persons who receive letters/names of officers who request information from the Office of
redeemed the investment units of Bualuang Long-Term Equity Fund (B-LTF) as suggested by the bank's officers The redemption was in breach of a condition on investment unit holding period of at least 5
investment advice or investor contact. Following the complaint lodged by client and examination report of CIMB Thai Bank PCL, the SEC further probed into the case and found that the bank officers who were not
, namely inquiry officers under the Bureau of Financial and Banking Crime of the Department of Special Investigation (DSI), and public prosecutors under the Department of Special Litigation of the Office of
) Re: Criteria for Approval of the Appointment of Directors, Managers, Persons with Managing Authority or Financial Advisors, both of which came into effect June 23, 2018. Salient points of the
Certified Public Accountants (AICPA), Financial Executives International (FEI), the American Accounting Association (AAA), The Institute of Internal Auditors (IIA), and the Institute of Management Accountants
use in solving problems, on which companies shall inform its responsible officers. Also, when critical business functions have been restored to normal, companies shall notify the SEC to acknowlege as
time used or expected to use in solving problems, on which companies shall inform its responsible officers. Also, when critical business functions have been restored to normal, companies shall notify the
14.43 million compared to the previous year as a result of the reduction in the administrative expenses 7 . Remunerations of directors and executive officers were Baht 15.17 million decreasing by million