redeemed the investment units of Bualuang Long-Term Equity Fund (B-LTF) as suggested by the bank's officers The redemption was in breach of a condition on investment unit holding period of at least 5
investment advice or investor contact. Following the complaint lodged by client and examination report of CIMB Thai Bank PCL, the SEC further probed into the case and found that the bank officers who were not
, namely inquiry officers under the Bureau of Financial and Banking Crime of the Department of Special Investigation (DSI), and public prosecutors under the Department of Special Litigation of the Office of
) Re: Criteria for Approval of the Appointment of Directors, Managers, Persons with Managing Authority or Financial Advisors, both of which came into effect June 23, 2018. Salient points of the
Certified Public Accountants (AICPA), Financial Executives International (FEI), the American Accounting Association (AAA), The Institute of Internal Auditors (IIA), and the Institute of Management Accountants
use in solving problems, on which companies shall inform its responsible officers. Also, when critical business functions have been restored to normal, companies shall notify the SEC to acknowlege as
time used or expected to use in solving problems, on which companies shall inform its responsible officers. Also, when critical business functions have been restored to normal, companies shall notify the
14.43 million compared to the previous year as a result of the reduction in the administrative expenses 7 . Remunerations of directors and executive officers were Baht 15.17 million decreasing by million
since April 2020 of its hotel operations in Thailand, Maldives, Fiji and Mauritius and some hotels in United Kingdom. In accordance with the government’s request to facilitate the government officers who
of information among personal data officers (PDO) which will be an important foundation for developing Thai practice standard in personal data protection and make it equivalent to international