Securities and Exchange Commission Nor Por. 4/2561 Countries Recognized by the SEC Office concerning Supervisory Measures on Investment Management 12/11/2018 Notification of the Office of the Securities
2018 (under a Co-Management Contract pursuant to the SEC Notification: Approval of Co-Management Contract of a Securities Company No. Or Thor/Nor 9/2541), be approved. (See Attachment 1) Please be
) of the Notification of the Securities and Exchange Commission No. KorNor. 30/2547 Re: Rules, Conditions and Procedures for Establishment and Management of Funds dated 10 June 2004 as amended by the
(under a Co-Management Contract pursuant to the SEC Notification : Approval of Co-Management Contract of a Securities Company No. Or Thor/Nor 9/2541), be approved. (See Attachment 1) 7. That the TRIS
2019 (under a Co-Management Contract pursuant to the SEC Notification : Approval of Co- Management Contract of a Securities Company No. Or Thor/Nor 9/2541), be approved. (See Attachment 1) 3. That the
relating to the management of mutual funds, (3) the draft notification relating to the limitations of unitholding, (4) the draft notification relating to the liquidation of mutual funds, and (5) the draft
Commission Notification of the Office of the Securities and Exchange Commission No. SorNor. 12/2545 Re: Determination of Rules and Procedures for Actions by Management Companies against Incorrect Value of
Notification of the Office of the Securities and Exchange Commission No. SorNor. 12/2545 Re: Determination of Rules and Procedures for Actions by Management Companies against Incorrect Value of Investment Units
Acts that may Create Conflicts of Interest on Fund Management and Protective Rules (No. 2) 14/07/2008 01/08/2008 2. Notification of the Office of the Securities and Exchange Commission SorNor. 29/2549