รู้จักผู้ลงทุน (Know Your Client : KYC) การจัดประเภทผู้ลงทุน การจองซื้อ investment token เป็นต้น 2. การซื้อขาย investment token : ผู้ประกอบธุรกิจสินทรัพย์ดิจิทัลสามารถ outsource งานที่เกี่ยวข้องกับการ
) Elevating the e-KYC standard, which SEC would issue a guideline for the licensed entity to introduce the technology in getting to know the clients, to strengthen the assurance on their Know Your Client
its personnel and its clients and between a client and another client ; (8) clients’ interests An intermediary shall pay regard to the interests of its clients and treat them fairly; (9) know your
personnel and its clients and between a client and another client; (8) clients’ interests An intermediary shall pay regard to the interests of its clients and treat them fairly; (9) know your clients An
a client and another client; (8) clients’ interests An intermediary shall pay regard to the interests of its clients and treat them fairly; (9) know your clients An intermediary shall compile [i
e-service Online Submission See canceled document Securities Brokerage Business >> Know Your Clients Type Title Section See Document Status Notified Date Effective Date 1. Notification of Capital
e-service Online Submission See canceled document Securities Dealer Business >> Know Your Clients Type Title Section See Document Status Notified Date Effective Date 1. Notification of Capital
e-service Online Submission See canceled document Derivatives Agent >> Know Your Clients Type Title Section See Document Status Notified Date Effective Date 1. Notification of Capital Market
e-service Online Submission See canceled document Derivatives Dealer >> Know Your Clients Type Title Section See Document Status Notified Date Effective Date 1. Notification of Capital Market
Companies | - |- Registered Companies | - |- Know Your Clients | - |- Risk Disclosure | - |- Books & Records Requirements | - |- Online Submission | - |- Standard Practices | - |- Risk Control