them from trading securities or derivatives for a period of six months or 11 months each (as the case may be), and barring them from serving as directors or executives of securities issuing companies or
of criteria for application for approval for issuing and offering of debt securities in line with non-listed companies and duties for preparing and submitting reports on financial condition and
any expenses incurred from investigating the offence. He was also barred from serving as a director and executive of securities issuing companies and securities companies for a specific period.*Since
bar from serving as a director and executive of securities issuing companies and listed companies for a specific period.* Since {A} refused to extinguish the case by agreeing to comply with civil
(a civil penalty and a reimbursement of investigative expenses incurred by the SEC), and a bar from serving as directors or executives in securities issuing companies or securities companies for a
expenses incurred by the SEC. Additionally, they are each barred from serving as director or executive in securities issuing companies or securities companies, as summarized below: (1) Mr
supervisor of investment advisory company responsible for issuing rules for preventing conflict of interest, internal control of such investment advisory company, including the supervision of advisors to
1 August 17, 2018 Subject: Capital Increase for Offering for Sale to Specific Investors (Private Placement), Connected Transaction, Amendments to Articles of Association/Objectives of the Company and Determination of the Date of Extraordinary General Meeting of Shareholders No. 1/2018 To: President The Stock Exchange of Thailand Enclosures: 1. Information Memorandum on the Offering of Newly Issued Ordinary Shares to Specific Investors (Private Placement) at the Offering Price with a Discount of...
Issuing Company: (Name in Thai/English) Offer for Sale the Units of Name of REIT in Thai Name in English (If any) - Specify significant characteristics of the REIT, for example, expired term (if any