offering. SEC advises the public to examine the information in this matter carefully and thoroughly before making any investment decision. For further inquiries, please contact SEC Help Center at 24-hour

examine the information in this matter carefully and thoroughly before making any investment decision. For further inquiries, please contact SEC Help Center at 24-hour Hotline 1207. Summary of regulations

Bangkok, 24 November 2017 ? The SEC urges investors to read important information on the prospective listed companies to examine duty performance of company directors and executives before making

external independent appraiser. The validation process involved interviews with the listed companies’ boards to examine the consistency between their information disclosure and actual practice. This was to

be careful and examine their trading transactions as well as the money in their accounts regularly, and not to allow investment consultants to make investment decisions or use investors? trading

to examine the quality of digital tokens to be offered for sale and to verify that the information provided in the registration statement and draft prospectus is accurate, clear and complete. The

major shareholders owing a large amount of unpaid debts, causing a significant impact on the applicant's financial statements; (3) failure to examine the disclosure of material information in the IPO

Thailand: - (a) registration and renewal of an applicant as a registered auditor, and (b) regularly review or inspect the quality of work of the registered auditors and their audit firms in accordance with

inspect the operation of the public sector and the business sector regarding proper and appropriate protection of personal data.”   _____________________________

broker shall examine allocated quota available for such customer to ensure that each derivatives trading will not exceed the allocated quota. Clause 6. Provisions in Clause 3, Clause 4 and Clause 5 shall