fund (RMF) to a client; she recommended that the client buy RMF units from TMB only one time and redeem them all at once without advising the client to doublecheck whether or not the client had bought
shares from {D} and kept them in an account of {C}'s client. When PAO shares resumed trading on-exchange, {C} placed the orders to unload all PAO shares in the account. {H}, however, continued advising her
Exchange of Thailand. And circulating circulars to shareholders within 21 days from the date of notifying the Stock Exchange of Thailand Please be informed accordingly, Yours faithfully, (Mr. Lissapat
) Consideration Application: - SEC Office issues a letter notifying the beginning of the consideration period after receiving a written clarification from the applicant or concluding that clarification is not
NWR)SBCC Joint Venture. On May 8, 2017, the Company issued a letter notifying the termination of Saraburi’s responsibilities in the joint venture. As a result, the contractual roles, rights and
terms have been agreed, immediately notify SET and then 21 days of notifying SET, send a notice to all shareholders. Calculation of transaction size The size of this transaction was calculated under the
guideline for risk disclosure document specified by the Association of Securities Companies with approval of the SEC Office; (2) notifying customer of detailed procedures for submission of trading order
examination and the letter notifying the result of the examination or the letter notifying the order issued by an organization which regulates the undertaking of the applicant’s business within the period of 3
; □ (2) Copy of the memorandum summarizing the examination and the letter notifying the result of the examination or the letter notifying the order issued by an organization which regulates the undertaking
. Consequently, on January 2018, the Court has ordered Saraburi to go bankrupt. On May 8, 2017, the Company issued a letter notifying the termination of Saraburi’s responsibilities in the joint venture. As a