must be sold to institutional investors only; (4) An individual or a group of individuals may hold investment units at an amount not exceeding one third of the total units sold, except for those granted
Individual Investment Account รวมถึงส่งเสริมบทบาทของนักลงทุนสถาบันอย่างต่อเนื่อง นอกจากนี้ ก.ล.ต. ยังให้ความสำคัญกับการเพิ่มประสิทธิภาพในการกำกับดูแลและบังคับใช้กฎหมาย โดยได้ยกระดับการสร้างความเข้มแข็งของ บจ
within the full period of 3 years preceding the year of application filing toward the date of application filing; □ (2.4) In the case where the shareholder is an individual person: Violation record under
application filing toward the date of application filing; □ (2.4) In the case where the shareholder is an individual person: Violation record under the law specified in the Notification within the full period 3
company licensed to undertake securities business in the category of investment advisory service; “person with power of management” means a person responsible for a line of work relating to investment
employees of BBGI and its subsidiaries under the BBGI ESOP Scheme. The Company’s Board of Directors and/or any person designated by the Company’s Board of Directors will, together with BBGI, determine the
plans for each measure, as follows: Quality Demand: (1) Cultivate long-term investment culture through individual investment accounts to enable investors to convert their savings into long-term
a money borrowing; “connected person” means any individual or juristic person having one of the following relationships with the director, executive, major shareholder or controlling person of a
person who is authorized by a management company to have power to make decisions on investments for a fund; “Association” means any association relating to securities business, which has been approved by
any natural person who is authorized by a management company to have power to make decisions on investments for a fund; “Association” means any association relating to securities business, which has