manager that she had obtained such authorization and decided to trade by the instruction of clients? appointee or by her own deliberation. For a long period of time, she continually made trading decisions
her client regularly as well as reported to her client on the summary of profit and loss on a monthly basis. On March 12, 2012, {A} made trading decisions without the client's instruction and payment
such as games, counseling service, survey and instruction on Mobile App ?start-to-invest?. Those who download Mobile App ?start-to-invest? and show up at the booth will also be given a souvenir. The SEC
trading decision and informed the client afterward. Examination on records of investment advice, trade order instructions and confirmations indicated that the client's instruction was unclear as certain
Thailand Taxonomy has been inaugurated with the objective to assist business and public sectors with a unified standard that can be used as a tool of reference in classifying environmental-friendly
-friendly economic activities, which is consistent with those of the international while remains suitable under Thailand’s context. Furthermore, Thailand Taxonomy is also developed to be utilized as a key
Investors Association (TIA)*. Retirement Checkup is a user-friendly tool for self-assessment of financial well-being to give investors and the public an overview of their readiness for retirement. Users can
, said: “Cambodia and Thailand are well connected to each other in economic, social and cultural terms. Both SEC Thailand and the SECC also have been enjoying a friendly and cooperative relationship with
Bangkok, May 16, 2012 ? The SEC introduces new mobile application ?start-to-invest? to help investors with financial planning. This user-friendly application was designed to satisfy every investor?s
developed with ThaiBMA to encourage investment in the capital market. Bond Supermart will function as a user-friendly one stop information site for retail investors? access to prices and trading contact