Common share | Public Offering | Offering Date - 30/11/2007 - 04/12/2007
The SEC has ordered Zipmex, by virtue of Clause 13/1(3) of the said Notification, to take steps towards meeting the minimum net capital requirements, taking into account clients’ best interest as follows:(1) Submit to the SEC the net capital maintenance rectification plan;(2) Take steps according to the submitted plan under (1) to rectify the shortfalls within the specified period;(3) Facilitate withdrawal or transfer of clients’ Thai baht and digital assets without disruptions; (4) Ensure adequ...
The Securities and Exchange Commission (SEC) welcomed instructors and students from Financial Engineering Program, School of Science and Technology, University of the Thai Chamber of Commerce, on
from Chiang Mai University, and 100 students from Chiang Rai Rajabhat University during 21-22 August 2024.(21 August 2024) Mr. Niti Intarawicha, Assistant Director of the Corporate Finance Department
false debts in accordance with the following details.(a) The former directors and executives of EARTH maliciously created a false debt for EARTH with the intention of entering into a business
According to the complaints submitted by nine investors and SEC’s further investigation, it was found that during 13 July 2015 – 13 November 2018 Napasook , an LH securities investment consultant at the time, was committing wrongful acts against clients’ assets through misappropriation of their subscription money for mutual fund investment. In so doing, she fabricated and submitted false documents in order to lure the investors into believing that their subscription transactions had been e...
Earlier, the Civil Sanction Committee resolved to impose civil sanctions on Mr. Thanawat, who was IFEC director and executive at the time of the offence. He was ordered to pay a civil fine and return any gains from the wrongdoings.* Mr. Thanawat came in to acknowledge the civil sanctions, but did not consent to comply with the punishment terms within the specified time. The SEC has therefore requested the public prosecutor in writing to file a lawsuit against Mr. Thanawat in the Civil C...
Cement Public Company Limited (SCCC). Khumsup, who at the time was a former executive of SUPER, had an access to the material information by virtue of being assigned by SUPER to contact and coordinate with
Bangkok, March 1, 2012 ? On February 28, 2012, the Criminal Court convicted Sondhi Limthongkul, Suradet Mookyangkul, Saovaluck Theeranuchanyong, and Yupin Chantana, former directors of Manager Media
Bangkok, 2 December 2016 - The Criminal Fining Committee has imposed a fine of 5,560,000 baht on {A}, a former director of Jasmine International Public Company Limited (JAS), for failing to perform