TRANSLATED VERSION As of August 20, 2014 Readers should be aware that only the original Thai text has legal force and that this English translation is strictly for reference. Notification of the
UNOFFICIAL TRANSLATION Readers should be aware that only the original Thai text has legal force and that this English translation is strictly for reference. Notification of the Capital Market
, conditions and procedures as specified in the notification by failing to put in place a sufficient and effective system for analyzing, reviewing and monitoring the quality of securities. SEC Act S.117
procedures as specified in the notification of the Capital Market Supervisory Board by failing to have a sufficient and effective system for executing securities transactions for the mutual fund. SEC Act S
Coindee Company Limited During March 1, 2025 to October 26, 2025, Coindee Company Limited, a digital asset advisory at the time of the incident, did not have an appropriate and sufficient management
including appropriate and sufficient personnel to be able to operate the securities brokerage business efficiently. The public prosecutor issued a prosecution order; however, attempt to arrest the juristic
sufficient personnel to be able to operate the investment advisory service business efficiently. The public prosecutor issued a prosecution order; however, attempt to arrest the juristic person representatives
can motivate listed companies to build their competitiveness particularly by conducting business with ESG focus. On the investor side, the Thai ESG Fund is a vehicle for building sufficient
executives and staff, joined the well-wishing and oath-taking ceremony to be good government employees and force of the nation, and signed a well-wishes book on the auspicious occasion of HM King Maha
SEC Secretary-General Ruenvadee Suwanmongkol, as a Chairperson of Business Security Law Drafting Task Force under the Prime Minister’s Office Order No. 257/2560 Re: Appointment of Business Security