part that involves with the securities company. Clause 10. In the case where it appears later to the Office that securities company violates or fails to perform in compliance with this notification or
the Office. If such person fails to comply or proceed as specified, the Office shall deem that such person does not intend to apply for approval for investor contact. Clause 7/1. The approval for
fails to satisfy any condition set out under the first paragraph, the Securities and Exchange Commission may revoke its license. Clause 8. Fees for application and issuance of license for undertaking
business. If the licensee fails to satisfy any condition set out under the first paragraph, the Securities and Exchange Commission may revoke its license. Clause 8. Fees for application and issuance of
business, in case of a person under Clause 2(4). In case the approved person fails to comply with the conditions as prescribed in the first paragraph, the Securities and Exchange Commission may revoke such
or fill up additional information shall be specified. If the applicant fails to do so within such period, the SEC official will return the appilcation and evidentiary documentation to the applicant. In
and evidence as considered appropriate within the time as specified by the Office. If the applicant fails to comply or proceed as being required, the Office shall deem that such applicant does not
documents and evidence as considered appropriate within the time as specified by (Translation) 4 the Office. If the applicant fails to comply or proceed as being required, the Office shall deem that such