Bitazza Company Limited Bitazza Company Limited, a digital asset broker, failed to calculate, prepare and submit the daily net capital report (Form Dor Jor. 1) for the period from June 26, 2024 to

Bitazza Company Limited Bitazza Company Limited, a digital asset broker, failed to calculate, prepare and submit the monthly net capital calculation report (Form Dor Jor. 2) for the period of June

GMO-Z com Securities (Thailand) Public Company Limited GMO-Z com Securities (Thailand) Public Company Limited (“Z com Securities”) failed to maintain its net capital ratio (NCR) in accordance with

DAOL SECURITIES (THAILAND) PUBLIC COMPANY LIMITED Dao Securities (Thailand) Public Company Limited (“DAOLS”), in its capacity as the bondholders’ representative, failed to perform its duties with the

Coindee Company Limited During February 21, 2025 to October 26, 2025, Coindee Company Limited, a digital asset advisory at the time of the incident, failed to maintain the net capital in accordance

Mr. Punya Kritiyawong Mr. Punya Kritiyawong, the managing director responsible for the operation of L.V. Technology Public Company Limited (LVT), failed to supervise LVT to prepare and submit (1) the

Wealth Asset Management Company Limited— as a company licensed securities brokerage, failed to comply with the rules, conditions and procedures as specified in the notification. In this regard, there were

Mr. Yongyuth Ngamkaiwan Mr. Yongyuth Ngamkaiwan, the person who is responsible for the operation of Thai Unique Coil Center Public Company Limited (TUCC), failed to supervise TUCC to prepare (1) the

Mrs. Ayuporn Karnasuta Mrs. Ayuporn Karnasuta, Chief Executive Officer responsible for the operation of K-TECH Construction Public Company Limited (“K-TECH”) failed to supervise K-TECH to prepare and

Mr. Chatchon Karnasuta Mr. Chatchon Karnasuta , Chief Executive Officer (Acting) responsible for the operation of K-TECH Construction Public Company Limited (“K-TECH”) failed to supervise K-TECH to