, the scope and limitiation of appointment shall be in accordance with the following rules: (1) in case of investment units in category of gold ETF, the appointment to be the agent in the Kingdom of
of investment unit redemption, the scope and limitiation of appointment shall be in accordance with the following rules: (1) in case of investment units in category of gold ETF , the appointment to be
company”. 4 Clause 5 In appointing a juristic person to be an agent for selling investment units or receiving requisition of investment unit redemption, the scope and limitiation of appointment shall be in
established under a specific law, or invest it within the scope of investment or according to investment policy which the derivatives clearing house sets out by taking into 7 consideration the liquidity, risks
หัวข้อนี้ 6/10 และได้คะแนน 5/6 ใน DB2020 Best regulatory performance: India Kazakhstan and Malta 2.2 Extent of ownership and control (การเป็น https://www.sec.or.th/TH/Documents/AboutUs/Protecting-Minority
the public hearing on the proposed amendments to the regulations and the concerns raised by asset management companies in the focus group meeting held in October 2020. To this extent, the SEC amended
to invest in the instruments offered domestically or overseas, to the extent specified by investment limit. The regulations aim to widen both channels for banks to strengthen their capital and
in exchanging news and information on capital market supervision and development, and rendering assistance in examination to the extent permitted by each country?s laws. In addition, the MOU will pave
businesses in the capital market imposed by the SEC Office. (3) being suspended or revoked approval as auditor of businesses in the capital market or being in the period whereby the SEC Office shall not accept