. หากการดำเนินการดังกล่าวมิได้ทำให้บริษัทมีโอกาสในการจัดการกับคำสั่งซื้อหรือขาย (execute order) ภายในกลุ่มกันเองได้ หรือหากการดำเนินการดังกล่าวมิได้เป็นช่องทางที่จะทำให้ไม่เกิดประโยชน์ที่ดีที่สุดสำหรับการ

as well as the public. In this regard, business operators are allowed to use personal data to execute financial transactions confidently. This is an important foundation for the financial sector

transfers, counterfeited the investor’s signature to execute redemption transactions, and used the ATM card to withdraw money from the banking account and spent it for her own benefit. Such wrongful acts

during 1 April 2016 - 4 May 2016. In so doing, (6) Mrs. Supritha Pai Kasturi, Senior Manager of PTL Finance and Accounting Department, helped to execute the PTL purchase orders before the inside

for intermediaries or their employees to use advance information on clients? trading orders of securities or derivatives to execute their own orders before clients? (front running), or disclose such

? money intended for payments of investment unit purchases for personal gains.In so doing, they did not execute their clients' purchase transactions via the bank system, counterfeited fund passbooks and

client upon the request to take care of the trading account. She also sought assistance from a team member, an investment consultant in the team who was in charge of this client's account, to execute the

concern to and to protect the best interests of clients should be encouraged, taking into account the following principles: (1) Duty of Loyalty (1) The management company should manage the investment in the

concern to and to protect the best interests of clients should be encouraged, taking into account the following principles: (1) Duty of Loyalty (1) The management company should manage the investment in the

same asset in the same area and use the value of the market price. That concern with market condition. 4. Total value and criteria used to determine the total value of the transaction 4.1 Total value of