. There is no cash affect concerning its movement. Exceptional Items None Subsequent Event None Page 3 of 3

Thailand and Malaysia is less mature and hence, providing greater opportunities. The growth in Financial solution has slowed in 2018, our resources were tied up in delivering the implementation for orders we

-Retail Investors, and Execution of Agreements for Management of Private Funds; “retail investor” means any investor other than institutional investor, ultra- high net worth investor, high net worth

markets, business sector and people. Throughout this year, there will be the regulatory revisions to lessen burden of the private sector. These include reduction of procedures and implementation

. The SEC has significantly improved the level of implementation of the IOSCO Principles, with 35 out of the total 37 areas being assessed as fully or broadly implemented. Such results reflect that the

promote practical implementation and effective results for the benefit of emerging markets. This Fintech initiative emphasizes the role of regulators in promoting innovations and facilitating

Thailand will provide to each other with regard to cross-border equity offering and depositary receipt (DR), which can make a strong contribution to the successful implementation. Enhancing cooperation

The Regulatory Guillotine* scheme is one of the key projects supporting the implementation of SEC Strategic Plan in the area of competitiveness enhancement and connectivity. The scheme enables a

investors can take advantage of disclosed information in making investment decisions and to support the sustainable development of the overall capital market. This is part of the implementation of the core

financial planning tool and raising people’s awareness into actual implementation. “In order to promote wealth advisors, SEC will amend the regulations to attract and reduce obstacles for new and existing