, Derivative broker shall not appoint any other person to provide the service exception where the service provided from customer contact person for Derivative broker and outsourcing services according to the SEC
service exception where the service provided 13 As amended by the SEC Office Notification No. Kor Thor 25/2549 Re: Rules for Undertaking Derivatives Business for Licensed Derivatives Broker (No. 3) dated 25
investment or represent that there shall no loss on investment at any fixed rate, with the exception of a representation given in accordance with the criteria prescribed and notified by the SEC Office; (5) in
derivatives broker shall not represent any fixed rate of profits or returns on investment or represent that there shall no loss on investment at any fixed rate, with the exception of a representation given in
invested in 3Q18. Owned Hotel Remark : Hotel statistics exclude Dusit Princess Korat (“DPKO”) for comparative purpose In 4Q18, Revenue from Owned Hotels was THB 1,187 million, decreasing by 2.5% from 4Q17
exclude persons who are allocated as a result of their position as director, employee, or patron of the issuer. (b) prepare a summary report of securities allotment categorized by client groups, that are
with reports on securities sales results. The name list of the largest allocated persons under the first paragraph shall exclude persons who are allocated as a result of their position as director
. The name list of the largest allocated persons under the first paragraph shall exclude persons who are allocated as a result of their position as director, employee, or patron of the issuer. (b) prepare