resulted from the instruction or the failure to give instruction which is duly required to be performed. This case is in the process of inquiry by the inquiry official. SEC Act S.300 in conjunction with
complainants, namely (1) the initial clarification and related documents gathering phase, (2) the case consideration phase, and (3) legal proceedings phase. This complaint handling improvement aims to give more
give more emphasis on this matter.” In this regard, SEC is proposing an amendment to the rules on renewal of approval for personnel in capital market businesses whereby an ESG course would be
companies to give trust investors adequate information. Trust managers will have the duty to prepare and disclose information relating to financial position and operating performance of the trusts. If they
investors and the public. This Initiative aims to empower individuals to enhance their quality of life and contribute to creating a financially aware society. However, achieving shared goals requires
December 2022 until 26 January 2023. The Thailand Taxonomy Phase I focuses on the economic activities relating to the energy and transportation sectors, which contribute to the highest proportion of carbon
value of business. ESG is a must- have element in today’s environment and It can contribute to sustainable business operation. Therefore, the SEC gives priority to promoting stakeholders’ awareness of the
reasonableness of such transaction and how it will contribute to the best interest of the REIT. In this regard, an opinion of the financial advisor is required as well; 2.5 in case of a transaction with a conflict
contribute to a more complete investment token ecosystem while increasing investment flexibility and diversification for MFs and PFs. These SCs and AMCs will remain under securities regulations. The public
life as well as avoid falling victim to financial frauds and scams, would contribute to the overall financial well-being of the Thai people and the solution to the country’s household debt problems in