Notification of the SEC Office. Clause 12 Upon receipt of the accurate and complete application together with supporting evidentiary documentation according to the Manual for the Public, the SEC Office shall

for Sale regarding Units of Real Estate Investment Trust (No. 5) dated 10 July 2015 (effective on 20 July 2015). 5 application together with the accurate and complete evidentiary documentation according

outsourcing. Division 1 Outsourcing central utility function _______________________ Clause 12 In case of outsourcing central utility function , an intermediary shall assign only a person approved by the SEC

. Division 1 Outsourcing central utility function _______________________ Clause 12 In case of outsourcing central utility function, an intermediary shall assign only a person approved by the SEC Office to be

. Division 1 Outsourcing central utility function _______________________ Clause 12 In case of outsourcing central utility function, an intermediary shall assign only a person approved by the SEC Office to be

Clause 8, as the case may be. Clause 7 In obtaining client information, an intermediary shall notify each client that the true, accurate, updated and complete information handed over to the intermediary as

Clause 8, as the case may be. Clause 7 In obtaining client information, an intermediary shall notify each client that the true, accurate, updated and complete information handed over to the intermediary as

securities trading decisions on behalf of the client as well as failed to keep complete records of the client's securities trade order instructions; while {B} and {C} failed to keep complete records of many

and documents submitted or presented or the explanations to elaborate or clarify in accordance with the first paragraph shall be complete and accurate.

and documents submitted or presented or the explanations to elaborate or clarify in accordance with the first paragraph shall be complete and accurate.