. The acts of Mr. Pattarawut Thunyajaroen, therefore, constitutes an offense by planning a series of complicated actions with a view to unduly gaining clients’ assets;              (3)  In the case of

}, formerly a manager of Chonburi branch and a capital market investment consultant of the same company, for aiding and abetting the aforementioned acts. The sanctions imposed on these five persons took effect

the facts which should have been disclosed in the factsheets of the company’s corporate bond offering. Such actions are considered acting in the manner that dishonestly deceives the public to obtain

paragraph of Section 281/2 in conjunction with Section 89/7 and Sections 307, 308, 311 and 313 of the Securities Exchange Act B.E. 2535 (1992) (SEA).His above actions caused NIPPON?s failure to record and

281/2 in conjunction with Section 89/7 and Sections 307, 308, 311 and 313 of the Securities Exchange Act B.E. 2535 (1992) (SEA).His above actions caused NIPPON's failure to record and prepare its

of default according to the specified terms, and a waiver of actions related to such event of default:(1) The bond issuer’s failure to perform the duty of promptly notifying the bondholder

statements. As the acts of the 10 offenders mentioned above are considered contravention of Section 312 and Section 281/2, paragraph 2, in conjunction with Section 89/7 and 89/7 in conjunction with

SEC proposes the amendment to Securities and Exchanges Acts in various aspects so that the law would be more flexible, able to keep pace with new development and suitable for actual use. It also aims

) Plc., committed dishonest acts during 2006-2008. She deceived a foreign investor into affixing his signature on a blank securities withdrawal/transfer form, claiming that the client could not receive

Board of Governors of The Stock Exchange of Thailand regarding Disclosure of Information and Other Acts of Listed Companies concerning connected transactions B.E.2546. KYE must take following actions