, such as notifications regarding handling of complaints or maintenance of capital/financial status.SEC welcomes and will take into consideration more public comments which may be related to
allow asset management companies to use own discretion in handling such fund transfer more flexibly while maintaining tax benefits for investors of such funds on a continuing basis.The key points of
complaint handling procedures and will notify him of the consideration.
consideration on persons entitled to apply for bounty, procedures and instructions for filing an application and bounty payment as well as handling of unclaimed bounty, for example. Nevertheless, commission or
complaint handling procedures and will notify him of the consideration.
Bangkok, July 18, 2013 ?The SEC filed a criminal complaint with the Department of Special Investigation (DSI) against (1) Maris Tarab, former managing director of ING Funds (Thailand) Co., Ltd. (ING
fundamental skills are essential for efficiently managing personal finance in the future. The event took place on 22 April 2024, at KMUTT.Ms. Sireethorn Civilize, SEC Assistant Director of Investment Management
Mr. Pichet Boonyapakdee On November 23, 2014, Mr. Pichet Boonyapakdee, the former director, executive director and managing director of accounting and finance responsible for the operation of M-Link
Mr. Rapi Pinijchob On November 23, 2014, Mr. Rapi Pinijchob, the former managing director, responsible for the operation of Rasa Property Development Public Company Limited (“RASA”), disclosed false
Mr.Kumpol Plussind Between 26 February 2019 and 23 April 2020, Mr. Kumpol Plussind, a Managing Director of The Chularat Hospital Public Company Limited ("CHG") changed his holding of CHG