prudence, exercise their knowledge and expertise as professional to ensure the full protection of investors’ interest, as well as provide proper and sufficient information disclosure to investors. It is thus
exchange or the law on derivatives; (4) exercise prudence to ensure that the giving of information or advice will not be distorted, incorrect or misleading to the clients; (5) in the case of giving
securities and exchange or the law on derivatives; (4) exercise prudence to ensure that the giving of information or advice will not be distorted, incorrect or misleading to the clients; (5) in the case of
under the law on securities and exchange or the law on derivatives; (4) exercise prudence to ensure that the giving of information or advice will not be distorted, incorrect or misleading to the clients
foreign personnel of the rules on giving advice under the law on securities and exchange or the law on derivatives; (4) exercise prudence to ensure that the giving of information or advice will not be
purchasing investment units under clause 8(3), mutual fund management company shall operate with prudence and fairness to unitholders. Mutual fund management company shall sell investment units which obtained
advance. Clause 9. In purchasing investment units under clause 8(3), mutual fund management company shall operate with prudence and fairness to unitholders. Mutual fund management company shall sell
prudence and fairness to unitholders. Mutual fund management company shall sell investment units which obtained as specified in clause 8(3) at the first opportunity in consideration of the benefit of other
shall comply with the following rules: (1) shall make consideration of credit rating information selection with responsibility and caution (fiduciary duties) and shall not make credit rating information