apply for the Type D license (limited brokerage, dealing or underwriting of investment units) and investment advisory service license. The revisions would help investing public to have greater access to
shown in its consolidated financial statements, of Baht 3,509 million, an increase of 15 percent compared to the previous year. The details of revenues are as follows: 1.1 Brokerage fees The Company’s
BROKERAGE SECURITIES COMPANY LIMITED SOCIETE GENERALE SECURITIES (THAILAND) COMPANY LIMITED THANSETTHAKIJ CAPITAL COMPANY LIMITED DEUTSCHE BANK DAOL INVESTMENT MANAGEMENT COMPANY LIMITED DAOL SECURITIES
2018 Vs 2017 1. Revenue 1.1 Brokerage fees The Company’s brokerage fees in 3Q2018 were Baht 211 million, a decrease of 8% from 3Q2017, mainly due to a decrease in brokerage fees from retail clients. 1.2
e-service Online Submission Securities Brokerage Business >> Type Title Section See document Status Notified Date Effective Date 1. Notification of the Securities and Exchange Commission KorJor. 3
. Notification of the Securities and Exchange Commission KorThor. 42/2543 Re: Rules, Conditions and Procedures for Securities Brokerage and Securities Dealing which are not Debt Instruments (Codified as of 25/10
/09/2012 3. Notification of Capital Market Supervisory Board 93/2552 Re : Rules for Undertaking Derivatives Brokerage Business Overseas for derivatives Brokers (Synopsis) 12/05/2012 16/05/2012 4
Brokerage Securities Co., Ltd.: Finnomena;(2) Treasurist Investment Advisory Securities Company Limited; Treasurist*;(3) Robowealth Mutual Fund Brokerage Securities Co., Ltd.; Robowealth; and(4) WealthMagik