Kasikorn Securities Plc., the SEC probed into {A}'s case and found certain communication record, which he later admitted, indicating that he had been authorized by his client to make securities trading
shares has been launched at 1.25 baht per share, Bee has been found purchasing 1,017,500 EIC shares through the Stock Exchange of Thailand (SET) at 3.50 baht a share. The tender offer will be closed on
example, the issuer have never been rejected any PO submissions due to suspicion in severe inappropriate behavior in the past five years.The revised rules aim to prevent non-listed companies with severe
media interview, of additional information beyond what appears in the filing of CHEWA initial public offering. The cooling period of the IPO, as a result, has been suspended due to the inconsistent
regarding complying with the GIPS Standards, which would help facilitate investors in comparing the fund performance. The AIMC standard has, however, been largely in compliance with the GIPS Standards and the
Globex Securities Co., Ltd., the SEC found from the investigation that {A}, a former capital market investment consultant of the company, had been authorized by her client to make securities and
trading room. He failed to keep all clients' trading orders and some trading orders were made after the trades were executed. In addition, {A} has already been suspended by Hua Seng Heng Gold Futures Co
expansion and national long-term competitiveness.The SEC regulations on establishment of infrastructure fund have been in place with more flexibility such as value of investment property in case of power
”), which should have been disclosed in the registration statement and draft prospectus (the “filing”). In addition, ETL submitted the minutes of the Board of Directors’ Meeting No. 6/2566, held on 11
Freehold Eight Thonglor property fund (“UOB8TF”) Units through the securities trading accounts of Mrs. Usuma Sarapoonsup and Miss Thitirat Lohaset by using material information which has not yet been