of close associates. As a result, NUSA was required to amend its financial statements to ensure disclosure of accurate information. However, it has been found that the annual financial statements for
accurate, complete, and up-to-date documentation by DA operators, including the safekeeping of client assets and the transactions of investment management. The proposed amendments would provide the SEC
records of investors’ assets under custody of the business operators must be accurate, complete and updated while the assets must be properly protected from relevant risks. In September 2021, the SEC
accurate records of clients trading orders. Upon the SEC regular investigation on nine securities firms and random inspections on trading orders sent by phone and at the trading room, the investor contacts
: □ (4.1) Amount of the employees; □ (4.2) The qualifications to prove that its personnel is knowledgeable, competent and experienced, suitable for the task assigned and such personnel has basic
prove that its personnel is knowledgeable, competent and experienced, suitable for the task assigned and such personnel has basic understanding of general laws related to the profession. The qualification
February 2018. The “basic price” used for the tender of Land and Buildings Soi Kiatthani is at Baht 288.04 million and Land Soi Romyen 2 is at Baht 52.85 million, which were the prices close to the appraised
“basic price” used for the tender of Land and Buildings Soi Kiatthani is at Baht 288.04 million and Land Soi Romyen 2 is at Baht 52.85 million, which were the prices close to the appraised market value
, whereby the “basic price” used for the tender is Baht 14.84 million, which is the price close to the appraised market value. The Company has attempted to proceed with the tender to sell such assets for 2
personnel. I hereby certify that the above statements and the supplementary documentation attached herewith are complete, accurate and true. Sincerely, Signature