the company to rectify its financial condition to comply with the net fund maintenance rules as well as solve the issue of its improper and inadequate management and personnel structures and the case
regulations as specified by the SEC and was unable to rectify all deficiencies in order to resume its ICO portal services in an appropriate manner. These incidents showed that Longroot had been unable to
Currently, the SEC regulates three types of bills, namely: 1) bills that are considered as securities, 2) bills that are considered as securities but under the exemption of regulations regarding
The SEC has been invited to become a member of ASEAN Taxonomy Board (ATB) and has been participating in the meetings as a member from July 2024 onwards. The ATB was established and endorsed at the
The SEC has amended the real estate-backed ICO regulations to be more comparable to the regulations governing real estate investment trusts (REIT) because both real estate-backed ICO and REIT share similar form of fundraising and benefit generation. In essence, the amendments support enhancement of digital token offering supervision with proper investor protection mechanisms and a focus on fair protection of investors’ rights in accordance with the relevant regulations governing the forms...
raise the awareness of the importance of educating and protecting investors. The SEC is delighted to join this international campaign because we share the same objective as reflected in our continuing
investment, and the Foreign Affairs Masterplan regarding promotion of Thailand’s proactive role as a key player on global forums and international cooperation. The SEC submitted the hosting proposal to
current situations by expanding the scope of protection and effectiveness as well as closing legal loopholes that could bring people damages or improper services. The regulations are proposed to be
SEC together with FETCO share a common view to enhance FETCO position to “The Capital Market Federation of Thailand” which would have legal status as a “juristic person” like other federations in
, increasing competition, change of behavioural patterns, and changing demands of fundraisers, business operators and investors. As the capital market regulator, the SEC must adjust to these changes without