). operation only when the SEC Office verifies that: (1) the licensee has arranged for the work system and personnel to be ready in undertaking the business as shown in its application except where there is any
regulations as well as ethics and professional standards arranged by the association or the training institute. If such approved person fails to attend the training course within the specified period, the
Prosperous Fortune Collection for Chinese New Year in January and Sweet Sonata Collection for valentine’s day in February and arranged marketing campaign continually which result in revenue from sales had
standards arranged by the association or the training institute. If such approved person fails to attend the training course within the specified period, the approval shall be deemed terminated and the Office
institutions but participation of other legal entities and individuals will be allowed. Training, examination and registration related to providing of the service will be arranged. In this juncture, the SEC
) for 9M 2023 was also notable at Baht 1,846.6 million, compared to 1,509.1 million in 9M 2022. Gain on foreign currency exchange rate was at Baht 144.8 million for 9M 2023, compared to a gain on exchange
UNOFFICIAL TRANSLATION Readers should be aware that only the original Thai text has legal force and that this English translation is strictly for reference. Notification of the Office of the Securities and Exchange Commission No. Sor Nor. 87/2558 Re: Rules, Conditions, and Procedures for Management of Retail Funds, Mutual Funds for Accredited Investors, Mutual Funds for Institutional Funds, and Private Funds ______________________ By virtue of Clause 6, Clause 8, and Clause 9 of the Notification...
month in total of 555.6 million Baht or equal to 14.4 percent of sales revenue increased by 3.6 percent from the same period in the last year. The Company arranged for marketing budgets to promote its
investment tool that makes mutual fund investment easy to access and execute. With the key message, “Happy Saving with Aom No. 5 Campaign,” the campaign has arranged for facilitating conditions and processes
: Seeking improper gains from land purchase The persons under (1) ? (3) with the assistance of the persons under (6) ? (7) jointly arranged for TRITN's subsidiary Argyle Development Company Limited*** to