the person appointed or consented by the derivatives business operator to be or to act as a director, manager or person with power of management; “manager” means any person assigned by the board of
to undertake derivatives businesses; “executive” means the person appointed or consented by the derivatives business operator to be or to act as a director, manager or person with power of management
giving reasons that he/she was just appointed as the lawyer and was attached to the court. Thus he/she would like to reconcile with the plaintiff first before the pleading. The court postponed the
such group of investors which includes Mr.Vijit Supinit. The SEC Board Meeting No. 6/2011 held today, therefore, has taken this matter into consideration and assigned the Audit Committee to consider two
fund management; “fund scheme” means a mutual fund investment scheme; “obligation” means the obligation between the unit holders and the management company; “selling agent” means a person who is assigned
of Information and Periods ______________ Clause 7 mutual funds by management companies and trusts by trust managers who have been assigned by trustee shall have the obligations to prepare and disclose
assigned matter until the maturity date (11) there is no reasonable ground to suspect that the regulator of the capital market of the country wherein the foreign entity is established is unable to provide an
investors (retail ASEAN CIS) ( Asia Region Funds Passport (ARFP) ( Foreign ETF This form shall be signed either by a CIS Operator or an appointed intermediary of the CIS Operator and shall be submitted to the
2020 11/08/2020 22:16 Management Discussion and Analysis Quarter 1 Ending 30 Jun 2020 11/08/2020 21:52 Management Discussion and Analysis Yearly Ending 31 Mar 2020. Certify by the auditor appointed by
) Attention: Secretary General, the SEC Office Whereas I, Passport Number : Expiry Date : will be appointed by [specify company’s name] , having its principle office located at Tel. as the company’s director